-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L7ZXCcrCfqIUUUXpCk6f5zYwfC77MI2gmnSdhbMe5jViTplT5zXbKXqPsjj8vDiZ BLZtKO55r/vHOG6KCU2dBw== 0000947871-05-001207.txt : 20050613 0000947871-05-001207.hdr.sgml : 20050611 20050613153145 ACCESSION NUMBER: 0000947871-05-001207 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050613 DATE AS OF CHANGE: 20050613 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Macquarie Infrastructure CO Trust CENTRAL INDEX KEY: 0001289788 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 206196808 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80247 FILM NUMBER: 05892298 BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-548-6555 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: Macquarie Infrastructure Assets Trust DATE OF NAME CHANGE: 20040510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Macquarie Infrastructure Management (USA) INC CENTRAL INDEX KEY: 0001311388 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-548-6538 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 SC 13D/A 1 sc13da_061005.txt AMENDMENT NO. 3 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Macquarie Infrastructure Company Trust - -------------------------------------------------------------------------------- (Name of Issuer) Shares of Trust Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 55607X 10 8 - -------------------------------------------------------------------------------- (Cusip Number) Peter Stokes Macquarie Infrastructure Company Trust 600 Fifth Avenue, 21st Floor New York, NY 10020 Telephone: (212) 548-6538 Shemara Wikramanayake Macquarie Infrastructure Management (USA) Inc. 600 Fifth Avenue, 21st Floor New York, NY 10020 Telephone: (212) 581-8037 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Antonia E. Stolper Shearman & Sterling LLP 599 Lexington Avenue New York, New York 10022 Telephone: (212) 848-4000 May 30 and June 7, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 55607X 10 8 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Macquarie Infrastructure Management (USA) Inc. I.R.S. Identification Nos. of above persons (entities only): - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only: - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions): AF - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e): - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power: 2,433,101 Number of ---------------------------------------------------------------- Shares Beneficially 8. Shared Voting Power: 0 Owned by Each ---------------------------------------------------------------- Reporting Person With 9. Sole Dispositive Power: 1,834,101 ---------------------------------------------------------------- 10. Shared Dispositive Power: 599,000 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 2,433,101 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): |_| - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 9.0% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions): CO - -------------------------------------------------------------------------------- ii TABLE OF CONTENTS Page Item 1. Security and Issuer....................................................1 Item 2. Identity and Background................................................1 Item 3. Source and Amount of Funds or Other Consideration......................1 Item 4. Purpose of Transaction.................................................1 Item 5. Interest in Securities of the Issuer...................................1 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer...............................2 Item 7. Material to Be Filed as Exhibits.......................................2 Signature iii AMENDMENT NO. 3 TO SCHEDULE 13D This Amendment No. 3 amends the Report on Schedule 13D, originally filed on December 30, 2004, as amended by Amendment No. 1 to Schedule 13D, filed on April 25, 2005 and Amendment No. 2 to Schedule 13D, filed on May 10, 2005 (together, the "Schedule 13D"). Unless indicated otherwise, all items left blank remain unchanged and any items which are reported are deemed to amend and supplement the existing items in the Schedule 13D. Capitalized terms used without definitions in this Amendment No. 3 shall have the respective meanings ascribed to them in the Schedule 13D. Item 1. Security and Issuer. ------------------- Item 2. Identity and Background. ----------------------- Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- Item 4. Purpose of Transaction. ---------------------- Item 5. Interest in Securities of the Issuer. ------------------------------------ The response set forth in Item 5 of the Schedule 13D is hereby amended and supplemented by the following information. As reported on Amendment No. 2 to Schedule 13D, Macquarie Bank Limited, or MBL, entered into a total return swap with respect to a previously undetermined number of Shares of Trust Stock held by the Reporting Person on May 10, 2005. The counterparty to the swap is Macquarie International Infrastructure Fund Limited, or MIIF, a mutual fund company which is managed by a member of the Macquarie group of companies. Effective as of May 30, 2005, MBL and MIIF determined the number of Shares of Trust Stock subject to the swap to be 543,000 pursuant to the terms of the agreement filed as Exhibit A to the Reporting Person's Amendment No. 2 to Schedule 13D. Under that agreement, MIIF had an option to increase the number of shares under certain circumstances. On June 7, 2005, the number of Shares of Trust Stock subject to the swap increased by an additional 56,000 Shares, making a total of 599,000 Shares of Trust Stock subject to the swap, representing 2.2% of the outstanding Shares of Trust Stock. As previously reported, MBL had caused the Reporting Person to pledge 926,000 Shares of Trust Stock to MIIF to secure MBL's obligations under the total return swap. After giving effect to the final determination of the number of Shares of Trust Stock subject to the pledge, 327,000 of the previously pledged shares will be released from the pledge. The Reporting Person will retain the voting rights on all remaining pledged shares. As a result of the transactions described in this Schedule 13D, the Reporting Person beneficially owns and has sole voting power over 2,433,101 Shares of Trust Stock, which represents 9.0% of the total number of Shares of Trust Stock outstanding. The Reporting Person has sole dispositive power over 1,834,101 Shares of Trust Stock and shared dispositive power over 599,000 Shares of Trust Stock. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. --------------------------------------------------------------------- Item 7. Material to Be Filed as Exhibits. -------------------------------- Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. June 13, 2005 MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC. By: /s/ Peter Stokes ------------------------------------------- Name: Peter Stokes Title: Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----